Fair Allocation Policy Template (English Version Only)

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This Fair Allocation Policy template (in word version) contains 10 pages with the trade allocation exception report form to facilitate financial firms' compliance in handling trade allocation. This is particularly relevant to fund managers or assets managers for them to ensure compliance with the Hong Kong SFC Fund Manager Code of Conduct on allocating trade orders fairly. Once payment is made and completed online, you will be able to download this Template automatically. Please note Our Important Disclosure About Limitation of Sample Documents and Your limited rights for your own use only for this purchase. https://complianceplus.myshopify.com/pages/important-disclosure-about-limitation-of-sample-documents Show more