CompliancePlus Consulting Limited

29 products

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AML Series - Customer Due Diligence Forms on Anti Money Laundering and Counter- Financing of Terrorism (English Version)

AML Series - Customer Due Diligence Forms on Anti Money Laun

HKD 2,500.00
Fair Allocation Policy Template (English Version Only)

Fair Allocation Policy Template (English Version Only)

HKD 2,200.00
Meeting Template - Management Meeting Minutes Template (Chinese Version 中文版)

Meeting Template - Management Meeting Minutes Template (Chin

HKD 800.00
Compliance Checklist - SFC Code of Conduct Checklist (English Version)

Compliance Checklist - SFC Code of Conduct Checklist (Englis

HKD 3,200.00
Compliance Checklist - SFC Revised Fund Manager Code of Conduct Checklist (English Version)

Compliance Checklist - SFC Revised Fund Manager Code of Cond

HKD 2,000.00
Business Continuity Plan Template (English version)

Business Continuity Plan Template (English version)

HKD 800.00
Proxy Voting Policy Template (English version)

Proxy Voting Policy Template (English version)

HKD 800.00
Personal Dealing Policy Template (English version)

Personal Dealing Policy Template (English version)

HKD 2,500.00
CPT - Annual SFC Online CPT Courses Package (5 courses)

CPT - Annual SFC Online CPT Courses Package (5 courses)

HKD 3,000.00
CPT - Annual SFC Online CPT Courses Package (10 Courses)

CPT - Annual SFC Online CPT Courses Package (10 Courses)

HKD 6,000.00
AML Series - Institutional Risks Assessment Report Template (English Version)

AML Series - Institutional Risks Assessment Report Template

HKD 4,500.00
Meeting Template - Risk Meeting Minutes Template (English Version)

Meeting Template - Risk Meeting Minutes Template (English Ve

HKD 1,200.00
Meeting Template - Management Meeting Minutes Template (English Version)

Meeting Template - Management Meeting Minutes Template (Engl

HKD 1,200.00
Meeting Template - Risk Meeting Minutes Template (Chinese Version 中文版)

Meeting Template - Risk Meeting Minutes Template (Chinese Ve

HKD 1,200.00
Meeting Template - Compliance Meeting Minutes Template (English Version)

Meeting Template - Compliance Meeting Minutes Template (Engl

HKD 1,200.00
Meeting Template - Compliance Meeting Minutes Template (Chinese Version 中文版)

Meeting Template - Compliance Meeting Minutes Template (Chin

HKD 800.00
Whistle Blowing Policy Template (English Version)

Whistle Blowing Policy Template (English Version)

HKD 1,200.00
Meeting Template - Manager In Charge (MIC) Management Meeting (English Version)

Meeting Template - Manager In Charge (MIC) Management Meetin

HKD 800.00
Meeting Template - Manager In Charge (MIC) Management Meeting  (Chinese Version 中文版)

Meeting Template - Manager In Charge (MIC) Management Meetin

HKD 800.00
SFC Notifications Checklist (English Version)

SFC Notifications Checklist (English Version)

HKD 1,500.00
Compliance Training Materials - Hong Kong SFC Expanded Type 9 Regime (English version)

Compliance Training Materials - Hong Kong SFC Expanded Type

HKD 400.00
12 Months Subscriptions to CompliancePlus Month-End SFC Regulatory Update

12 Months Subscriptions to CompliancePlus Month-End SFC Regu

HKD 4,200.00
6 Months Subscriptions to CompliancePlus Month-End SFC Regulatory Update

6 Months Subscriptions to CompliancePlus Month-End SFC Regul

HKD 3,000.00
Zoom Recorded Video - Multi-Topic Practical Pointers to Stay Compliant for SFC Licensed Firms Operating as Multi-Family Offices, External Asset Managers (EAM) and Wealth Managers (English version)

Zoom Recorded Video - Multi-Topic Practical Pointers to Stay

HKD 1,200.00